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SocGen Unit To Pay FINRA $950K Over Fingerprinting Lapses - Law360


SocGen Unit To Pay FINRA $950K Over Fingerprinting Lapses - Law360

By Emilie Ruscoe ( December 9, 2024, 7:34 PM EST) -- A U.S.-based unit of French financial services company Societe Generale will pay a $950,000 fine to the Financial Industry Regulatory Authority to settle the self-regulatory organization's claims that the firm failed to fingerprint roughly 2,000 current and former employees at certain affiliates as required by law....

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